Estimation of Displacement and Extension due to Reverse Drag of Normal Faults: Forward Method

Abstract

In the case of reverse drag of normal faulting, the displacement and horizontal extension are determined based on the established equations for the three mechanisms: rigid body, vertical shear and inclined shear. There are three sub-cases of basal detachment for the rigid body model: horizontal detachment, antithetic detachment and synthetic detachment. For the rigid body model, the established equations indicate that the total displacement on the synthetic base (Dt2) is the largest, that on the horizontal base (Dt1) is moderate, and that on the antithetic base (Dt3) is the smallest. On the other hand, the value of (Dt1) is larger than the displacement for the vertical shear (Dt4). The value of (Dt1) is larger than or less than the displacement for the inclined shear (Dt5) depending on the original fault dip δ0, bedding angle θ, and the angle of shear direction β. For all original parameters, the value of Dt5 is less than the value of Dt4. Also, by comparing three rotation mechanisms, we find that the inclined shear produces largest extension, the rigid body model with horizontal detachment produces the smallest extension, and the vertical shear model produces moderate extension.

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Xu, S. , Nieto-Samaniego, A. , Xu, H. and Alaniz-Álvarez, S. (2024) Estimation of Displacement and Extension due to Reverse Drag of Normal Faults: Forward Method. International Journal of Geosciences, 15, 25-39. doi: 10.4236/ijg.2024.151003.

1. Introduction

Anderson’s model (1951) [1] predicts dips of normal faults larger than 45˚ [2] and could rotate down to 30˚ during continuous activity [3] . In other words, the normal faults develop progressively, diminishing their dip as the extension proceeds. Because of fault rotation, the beds in faulted blocks also rotate. Drag develops where a layer is oriented at an angle to the slip vector of the fault. Two ways of bed rotation exist. One is the normal rotation, or normal drag, with beds on the hanging wall dipping in the same direction as that fault in the proximity of faults [4] (Figure 1(b)). Normal drag folds may form as a result of frictional drag [5] , differential compaction [6] , or due to fault-propagation [5] [7] [8] . Small normal drag folds may also form as a result of frictional drag along the fault surface [5] . For the normal drag, antiform is commonly found in the footwalls, whereas synform is observed in the hanging walls of normal faults. Another is the reverse rotation, or reverse drag, with beds on the hanging wall dipping in the opposite direction to the fault [9] .

Hamblin (1965) [4] listed several possible mechanisms of reverse drag including multiple stages of deformation, elastic rebound, sagging, inversion of slip directions and differential compaction. The convexity of fault drags may be used to ascertain the sense of slip along faults [10] . Reches and Eidelman (1995) [11] showed by means of numerical modeling that the drag varies from reverse drag at the fault center to normal drag at the termination of the fault. However, Graseman et al. (2005) [12] indicated that both normal and reverse drag can develop at the fault center depending on the angle between the markers and the fault; normal drag develops there for low angles (<30˚ - 40˚) and reverse drag for higher angles (Figure 1). Drag folds have a smaller wavelength than reverse-drag or rollover folds and may be superimposed on these larger structures [5] .

Fault drag is common where there are ductile rocks in the faulted stratigraphy [13] [14] [15] . Drag folds are particularly important in hydrocarbon reservoirs where fault drag changes the communication path across a fault [16] [17] [18] [19] . Also, drag folds can provide useful information to assess earthquake hazards [20] . In this paper, we calculate fault displacement and related extension based on the reverse rotation of normal faults. Its purpose is to compare displacement and extension concerning the three mechanisms of reverse-drag flexures in an effort to determine the origin and significance of this type of structural deformation.

Figure 1. (a) and (b) Fault drag of a central marker along normal faults. The Fault angle is the acute angle measured from the fault to the undeformed central marker (anticlockwise angles are positive).

2. Fault Total Displacement in the Case of Reverse Drag

2.1. Rigid Body Rotation

Reverse-drags are a result of the decrease in displacement with distance from the fault plane. There are three main explanations for bed tilting. One is based on the rigid body rotation model, which assumes that faults bound rigid blocks, the tilt angles of beds and faults are equal and there is no internal deformation within fault blocks (Figure 2(a) and Figure 2(b)). For this model, the angle of fault rotation (γt1) is equal to bed tilt (θ),

γ t1 = δ 0 δ 1 = θ (1)

where δ0 is the original fault dip; δ1 is the present dip of the fault.

For the rigid body rotation, any line between two faults is not altered, i.e. AB' = L0, where L0 is the original horizontal distance between the two faults. The total displacement AD' can be calculated from triangle AB'D' by the law of sines.

D t1 = A D = L 0 sin θ sin δ 1 = L 0 sin θ sin ( δ 0 θ ) (2)

The above calculation is based on the fact that the basal detachment is horizontal. A more realistic case is that the basal detachment is inclined [21] . If the dip direction of the basal detachment is the same as that of faults, the detachment is synthetic (Figure 2(c) and Figure 2(d)). If the dip direction of the basal detachment is opposite to that of faults, the detachment is antithetical (Figure 2(e) and Figure 2(f)). Before rotation in the case of synthetic detachment, by using the law of sines for triangle ABC in Figure 2(c), we obtain

Figure 2. Sketch showing the rigid body model. (a) and (b) The basal detachment is horizontal. (c) and (d) The basal detachment is synthetic. (e) and (f) The basal detachment is antithetical.

Figure 3. Sketch of vertical shear model. (a) The bedding is horizontal before rotation of normal fault. (b) The bedding is tilted after faulting. The fault dip becomes shallower. The horizontal distance between the footwall cutoff of one fault and the hanging-wall cutoff in the next fault does not change. (c) Given δ0 = 60˚, the value of λ3 = Dt4/Dt1 varies with the angle of θ. (d) Change of λ3 = Dt4/Dt1 with angle of δ0 for θ = 30˚.

L t = AB = L 0 sin ( 180 δ 0 ) sin ( δ 0 α ) = L 0 sin δ 0 sin ( δ 0 α ) (3)

Likewise, by applying the law of sines to triangle AA'B after rotation in Figure 2(d), the total displacement (AA') is determined by

D t 2 = A A = L t sin θ sin ( δ 2 α ) = L t sin θ sin ( δ 0 θ α ) = L 0 sin δ 0 sin θ sin ( δ 0 α ) sin ( δ 0 α θ ) (4)

For this equation, the value of (α + θ) should be less than δ0, or the Dt2 is negative, which has no significance.

To compare Dt1 and Dt2, let

λ 1 = D t2 / D t1 = sin δ 0 sin ( δ 0 θ ) sin ( δ 0 α ) sin ( δ 0 θ α ) (5)

Because the value of (α + θ) is less than the value of δ0, sin(δ0) is larger than sin(δ0α) and sin(δ0θ) is larger than sin(δ0αθ), which indicate that the value of λ1 is larger than 1. That is to say, for the same values of δ0 and θ, the synthetic basal detachment produce greater total displacement than the horizontal basal detachment (Dt2 > Dt1).

In the case of antithetic basal detachment, by using the law of sines for triangle ABC in Figure 2(e), we obtain

L t = AB = L 0 sin ( 180 δ 0 ) sin ( 180 δ 0 α ) = L 0 sin δ 0 sin ( δ 0 + α ) (6)

After rotation, by applying the law of sines to triangle AA'B in Figure 2(f), the total displacement (BB') is determined by

D t 3 = B B = L t sin θ sin ( δ 3 + α ) = L t sin θ sin ( δ 0 θ + α ) = L 0 sin δ 0 sin θ sin ( δ 0 + α ) sin ( δ 0 + α θ ) (7)

For this equation, the value of θ should be less than δ0 + α, or the Dt2 is negative, which has no significance for normal faults.

To compare Dt1 and Dt3, let

λ 2 = D t3 / D t1 = sin δ 0 sin ( δ 0 θ ) sin ( δ 0 + α ) sin ( δ 0 θ + α ) (8)

If the angle of the basal detachment α is less than 20˚ and δ0 is equal to about 60˚, then (δ0 + α) is less than 90˚. In this way sin (δ0) is less than sin(δ0 + α) and sin(δ0θ) is less than sin(δ0 + αθ). This indicates that the value of λ2 is less than 1. In other words, for the same values of δ0 and θ, the antithetic basal detachment produces smaller total displacement than the horizontal basal detachment (Dt3 < Dt1).

2.2. Vertical Shear Model

The second model of rotation is the vertical shear mechanism proposed by Westaway and Kusznir (1993) [22] , who argued that the internal deformation within a block bounded by faults is due to vertical shear (Figure 3(a) and Figure 3(b)). According to the vertical shear model of Westaway and Kusznir (1993) [22] , if the bed tilt (θ), and present dip of the fault (δ4) are known, the original fault dip (δ0) are calculated by

tan δ 0 = tan θ + tan δ 4 (9)

Therefore, the fault rotation is

γ t2 = δ 0 δ 4 = arctan ( tan θ + tan δ 4 ) δ 4 (10)

The vertical simple shear causes the initially horizontal surface between faults to be progressively tilted by an angle θ. Thus, the final length (Lb) of a bed is AB'. Using trigonometry,

L b = A B = L 0 / cos θ (11)

Then, according to the law of sines the total displacement (Dt4) is

D t 4 = A D = L 0 sin θ sin δ 4 cos θ (12)

Combining Equations (2) and (12), we define

λ 3 = D t4 / D t1 = sin δ 1 sin δ 4 cos θ = sin ( δ 0 θ ) sin [ arctan ( tan δ 0 tan θ ) ] cos θ (13)

This Equation (13) indicates that the value of Dt4/Dt1 is dependent on the original fault dip δ0 and bedding angle θ. For given value of δ0, the value of λ3 is negatively related to the value of θ (Figure 3(c)). For a given value of θ, the curve of λ3 shows an up convex (Figure 3(d)). In all cases, the value of λ3 is less than 1, which indicates the value of Dt4 is smaller than Dt1 (Dt4 < Dt1).

2.3. Inclined Shear Model

The third model of rotation is the inclined shear model [23] [24] , which proposes that the internal deformation within blocks is due to arbitrary oblique shear. To compare this model with the other two models, we first determine the relationship between the final dip and original dip of the fault. The geometrical configuration is shown in Figure 4. The original normal fault is expressed by the equation:

z = a x + b (14)

For this equation tan(δ0) = −a.

The relationship between fault and bed tilting by ideal inclined shear in the limit of infinitesimal distance from the fault is shown in Figure 4(c). In this condition, the fault is assumed to remain planar, with local dip δ5. After extension (Figure 4(b)) the initially horizontal marker has equation:

y = c x + d 2 (15)

where c = tanθ. An adjacent point D on the fault is now located in point A. Now the vertical coordinate u along DB is

u = z + DB (16)

For right triangle ACD, AC = y, and ÐCAD = β, which is the angle of inclined shear direction, then AD = y/cosβ. By applying the law of sines to triangle ADB, we obtain that

DB = AD sin ( 90 θ β ) sin ( 90 + θ ) = y cos ( θ + β ) cos θ cos β = y ( 1 tan θ tan β ) (17)

Substituting DB into Equation (17) gives

u = z + DB = a x + b + ( c x + d 2 ) ( 1 tan θ tan β ) = ( a + c ( 1 tan θ tan β ) ) x + b + d 2 ( 1 tan θ tan β ) (18)

After the inclined shear, the fault dip δ5 will satisfy that tan(δ5) = −(a + c(1 - tanθtanβ)). Substituting for a and c gives:

Figure 4. Sketch showing inclined shear. (a) In the initial state, the fault line is assumed to be in the form: z = ax + b. (b) After faulting, the bedding near the fault plane has equation y = cx + d1 and y = cx + d2, respectively. (c) A point D near the fault plane moved to point A after faulting. The angle of β is measured from the vertical line to the shear direction. (d) Geometrical configuration for the inclined shear. The heave is different from that for the vertical shear in Figure 3(b).

tan δ 5 = tan δ 0 tan θ ( 1 tan θ tan β ) , (19)

Thus,

tan δ 0 = tan δ 5 + tan θ ( 1 tan θ tan β ) (20)

For β = 0, this equation is the same as Equation (9), which indicates that the vertical shear is the case of end member of the inclined shear. Compare this Equation (20) with Equation (9) that assumes vertical shear, we can see that for the same present fault dip (δ5 = δ4) and bedding tilt θ, the calculated original fault dip for inclined shear is smaller than that for the vertical shear. The difference of initial fault dips between the two shear models (Δδ) is

Δ δ = arctan ( tan 2 θ tan β ) (21)

This equation indicates that the value of Δδ is positively related to the bedding tilt θ and the angle of inclined shear (β). The effects of the bedding tilt θ and the angle of inclined shear β are shown in Figure 5.

The value of β is negative if measured from vertical line to shear direction (Figure 4(c)). As shown in Figure 4(d), DB' is the initial length of bedding (L0). Based on the law of sinces for triangle ADB', the present length (Lb = AB') of the bedding is:

L b = A B = L 0 sin ( 90 + β ) sin ( 90 β θ ) = L 0 cos β cos ( β + θ ) (22)

By applying the law of sines to triangle AD'B', the total displacement AD' can be deduced as

D t5 = A D = L 0 sin θ cos β sin δ 5 cos ( β + θ ) = L 0 sin θ cos β sin { arctan [ tan δ 0 tan θ ( 1 tan θ tan β ) ] } cos ( β + θ ) (23)

To compare Dt5 with Dt1, let λ4 = Dt5/Dt1. Combining Equations (2) and (23), we obtain

λ 4 = D t5 / D t1 = cos β sin ( δ 0 θ ) sin [ arctan ( tan δ 0 tan θ ( 1 tan θ tan β ) ) ] cos ( β + θ ) (24)

Figure 5. The curve of Δδ = arctan (tan2θtanβ) for given θ = 30˚ in (a) and β = 20˚ in (b), respectively.

Equation (24) shows that the value of Dt5/Dt1 is dependent on the original fault dip δ0 and bedding angle θ, and the angle of shear direction β. Generally, the value of λ4 can be either less than or larger than 1 (Figure 6), which indicates Dt5 < Dt1 or Dt5 > Dt1. For given values of δ0 and θ, the value of λ4 is positively related to the value of β (Figure 6(a)). For given values of δ0 and β, there are negative relationship between the value of λ4 and the value of θ (Figure 6(b)). Finally, for given values of θ and β, the value of λ4 is also negatively related to the value of δ0 (Figure 6(c)).

Let λ5 = Dt5/Dt4 to compare the value of Dt5 with Dt4. Based on Equations (12) and (23), we have

λ 5 = D t5 / D t4 = cos β cos θ sin [ arctan ( tan δ 0 tan θ ) ] sin [ arctan ( tan δ 0 tan θ ( 1 tan θ tan β ) ) ] cos ( β + θ ) (25)

There are three variables in this equation: the original fault dip δ0, the bedding angle θ, and the angle of shear direction β. For any combination of these three variables, the value of λ5 is always smaller than 1 (Figure 7). This indicates that for same condition, the inclined shear produces less displacement than the vertical shear. The original fault dip δ0 does not strongly affect the value of λ5 (Figure 7(a)). When the value of δ0 varies from 70˚ to 30˚, the difference of λ5 is only equal to 0.04 changing from 0.72 to 0.78. On the other hand, the value of λ5 is negatively related to the value of θ, and is positively related to the value of β (Figure 7(b) and Figure 7(c)).

Figure 6. The change of λ4 = Dt5/Dt1 for given conditions. The value of λ4 can be either larger than or smaller than 1.

Figure 7. The value of λ5 = Dt5/Dt4 varies with δ0 in (a), θ in (b), and β in (c), respectively.

3. Horizontal Extension in the Case of Reverse Drag

For any model of block rotation, the horizontal extension is defined as

ε = ( L f L 0 ) / L 0 (26)

where Lf is the final horizontal length of the fault block after faulting, and L0 is the initial horizontal length. For the rigid body mechanism on the horizontal base (Figure 2(a) and Figure 2(b)), the fault heave is h1 = Dt1cosδ1 = Dt1cos(δ0θ). Substituting for Dt1 from Equation (2), we have h1 = L0ctan(δ0θ)sinθ. Then, the final length is Lf1 = h1 + DB' = L0[cot(δ1)sin(θ) + cos(θ)]. In this way, the extension is expressed as

ε 1 = ( L f1 L 0 ) / L 0 = ctan ( δ 0 θ ) sin θ + cos θ 1 (27)

For the vertical shear, the horizontal distance between the footwall cutoff of one fault and the hanging-wall cutoff in the next fault will remain constant over time, having its initial value (L0 in Figure 3(b)). In this way, we have DB' = L0 and the heave is h2 = D'D = Dt4cosδ4. The value of Dt4 is substituted into this equation, we have h2 = L0ctanδ4tanθ, then Lf4 = DB' + D'D = L0(ctanδ4tanθ + 1) = L0(ctan(arctan(tanδ0 − tanθ))tanθ + 1) = L0(tanθ/(tanδ0 − tanθ) + 1). Therefore, the horizontal extension is

ε 4 = ( L f4 L 0 ) / L 0 = tan θ / ( tan δ 0 tan θ ) (28)

To compare the value of ε4 with ε1, let ρ1 = ε4/ε1. From Equations (27) and (28), we deduce

ρ 1 = ε 4 / ε 1 = tan θ ( tan δ 0 tan θ ) ( ctan ( δ 0 θ ) sin θ + cos θ 1 ) (29)

This equation indicates that the value of ε2/ε1 is dependent on the original fault dip δ0 and bedding angle θ. For given values of δ0, the value of ρ1 is negatively related to the value of θ (Figure 8(a)). For given value of θ, the value of ρ1 is also negatively related to the value of δ0 (Figure 8(b)). For all combinations of fault dip δ0 and bedding angle θ, the value of ρ1 is less than 1, which indicates the value of ε4 is smaller than ε1 (ε4 < ε1). Note that for the same values of fault dip δ0 and bedding angle θ, the value of ρ1 is not equal to λ3, that is, ε4/ε1 ¹ Dt4/Dt1. For example, given δ0 = 60˚ and θ = 20˚, ρ3 = 0.766, whereas λ3 = 0.847.

Now we consider the inclined shear in Figure 4(d), the value of final length Lf5 = D'D + DB' = D'C + CD + L0. Because D'C = Dt5cosδ5 and CD = ACtanβ = D'Ctanδ5tanβ, Lf5 = Dt5cosδ5(1 + tanδ5tanβ) + L0. Substituting for Dt5 gives

L f5 = L 0 ( sin θ cos β ( 1 + tan δ 5 tan β ) tan δ 5 cos ( β + θ ) + 1 ) (30)

Thus, the extension is

ε 5 = L f 5 L 0 L 0 = sin θ cos β ( 1 + tan δ 5 tan β ) tan δ 5 cos ( β + θ ) (31)

Apply the equation cos(β + θ) = cosβcosθ − sinβsinθ to Equation (31) and rearrange it, we obtain

ε 5 = tan θ ( 1 + tan δ 5 tan β ) tan δ 5 ( 1 tan θ tan β ) (32)

where tanδ5 is calculated by Equation (19), which depends on the values of δ0 and β. We define ρ2 = ε5/ε1, the expression of ρ2 is

ρ 2 = tan θ ( 1 + tan δ 5 tan β ) tan δ 5 ( 1 tan θ tan β ) ( c tan ( δ 0 θ ) sin θ + cos θ + 1 ) (33)

For all combinations of fault dip δ0, the angle of inclined shear β, and bedding angle θ, the value of ρ2 can be less than or greater than 1 (Figure 9). For given value of θ, the value of ρ2 is negatively related to the value of δ0 (Figure 9(a)). On the other hand, the value of ρ2 is positively related to the value of θ and β (Figure 9(b) and Figure 9(c)). Compare Figure 8 with Figures 10(a)-(c), there are two differences between ρ2 and λ4. First, the range of ρ2 is larger than that of λ4. The value of λ4 is less than 2, whereas the value of ρ2 can be greater than 10. Second, the curves of ρ2 and λ4 have opposite tendency related to δ0, θ and β.

Figure 8. The change of ρ1 = ε4/ε1 for given δ0 = 60˚ in (a) and θ = 30˚ in (b). The value of ρ1 is always smaller than 1.

Figure 9. The change of ρ2 = ε5/ε1 and ρ3 = ε5/ε4 for given conditions. The value of ρ2 can be either larger than or smaller than 1 depending on combination of δ0, θ, α and β. For arbitrary combination of δ0, θ, α and β, the value of ρ3 is always larger than 1.

Figure 10. Estimation of the amount of extension using different methods across a listric fault in the Norwegian margin (a) and the Gulf Coast (b) (modified from [25] ).

On the other hand, we define ρ3 = ε5/ε4, the expression of ρ3 is

ρ 3 = ( tan δ 0 tan θ ) ( 1 + tan δ 5 tan β ) tan δ 5 ( 1 tan θ tan β ) (34)

There are three variables in this equation: the original fault dip δ0, the bedding angle θ, and the angle of shear direction β. For any combination of these three variables, the value of ρ3 is always larger than 1 (Figures 9(d)-(f)). This indicates that for same condition, the inclined shear produces larger extension than the vertical shear. On the other hand, the value of ρ3 is positively related to the value of β and δ0 (Figure 9(d) and Figure 9(f)). For given value of β and δ0, the curve of ρ3 shows a down convex curve (Figure 9(e)). Compare Figure 7 and Figures 9(d)-(f), one can see the curve of λ5 and ρ3 show different tendency. The values of λ5 and ρ3 are quite different: λ5 < 1, whereas ρ3 > 1. This indicates although the displacement caused by the inclined shear is smaller than that by the vertical shear, the extension from the inclined shear is larger than from the vertical shear.

4. Discussion

The rigid body model indicates that there is no internal deformation within the blocks. The simple shear models represent internal deformation. For listric normal faults, there are some other techniques to estimate horizontal extension. Exception for the simple shear method, Poblet and Bulnes (2005) [25] discussed six geometric mechanisms to estimate horizontal extension in simple listric normal faults. They are: 1) unfolding sinuous bed lengths, e = structural width-folded bed length; 2) equal-area calculation, e = dropped area/detachment depth; 3) heave, e = heave; 4) maximum displacement on the fault, e = displacement on the fault; 5) extensional fault-bend folding, e = distance between hanging-wall active and inactive axial surfaces along the lower flat; and 6) lost-area diagram, e = slop of best-fit line across area versus depth of several horizons to a reference level. By physical experiments, they showed that the estimated extension from different methods yield different magnitudes. Although the maximum displacement method and the extensional fault-bend folding method yield the best estimates of the amount of horizontal extension, all estimated extensions are less than the true values. These results indicate that hidden extensions may occur on faults below the smaller scale during progressive deformation [26] .

Estimation of extension of field examples from the Norwegian margin fault and the Gulf Coast fault are shown in Figure 10. Different methods yield evident different results. In both examples, the maximum displacement and inclined shear methods have the largest amounts of extension. Here, the values of fault shear used to apply the inclined shear are 40˚ for the Norwegian margin fault, and 20˚ for Gulf Coast fault. These results are different from the results of physical experiments [25] .

5. Conclusions

For reverse drags, three mechanisms were considered in our analysis: rigid body rotation, vertical shear, and inclined shear. The results allow us to obtain the following conclusions.

The established equations show that among the three subcases of rigid body model, the total displacement in the case of the synthetic base (Dt2) is the largest, that in the case of the horizontal base (Dt1) is moderate, and that in the case of the antithetic base (Dt3) is the smallest based on the same original parameters. Also, it is shown that the value of (Dt1) is larger than the displacement for the vertical shear (Dt4). the displacement for the inclined shear (Dt5) can be either larger than or less than the value of (Dt1) depending on combination among the original fault dip δ0, bedding angle θ, and the angle of shear direction β. For all original parameters, the value of Dt5 is less than the value of Dt4. As for horizontal extension due to normal faulting, we find that the inclined shear produces largest value, the rigid body model with horizontal detachment produces the smallest value, and the vertical shear model produces moderate value.

Acknowledgements

This work was supported by the PAPIIT project IN102020 of National University of Mexico, the project 2020B1515020016 (Natural Science Foundation for Youths of Guangdong), and the project 2022YFC3102200 (National Key Research and Development Program of China).

Conflicts of Interest

The authors declare no conflicts of interest regarding the publication of this paper.

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