Diagnostic Prospectives with Tau Protein and Imaging Techniques to Detect Development of Chronic Traumatic Encephalopathy

Abstract

Brain damage sustained from repeated blows in boxing, wrestling, and other combat sports has serious physical and mental health consequences. The degenerative brain disease, chronic traumatic encephalopathy (CTE), presents clinically with memory loss, aggression, difficulty in rational thinking and other cognitive problems. This spectrum, which mimics Alzheimer’s disease, is diagnosed post-mortem through a brain biopsy in many professional athletes. However, little is known about the process of development and how to identify vulnerable individuals who may be on course for developing CTE. Boxing is a sport that has a severe toll on athletes’ health, primarily on their brain health and function. This review addresses the concerns of brain injury, describes the pathologies that manifest in multiple scales, e.g., molecular and cognitive, and also proposes possible diagnostic and prognostic markers to characterize the early onset of CTE along with the aim to identify a starting point for future precautions and interventions.

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Naskar, A. , Jayanty, D. , Head, K. , Khanna, G. , Vatsalya, V. and Banerjee, A. (2023) Diagnostic Prospectives with Tau Protein and Imaging Techniques to Detect Development of Chronic Traumatic Encephalopathy. Journal of Behavioral and Brain Science, 13, 55-65. doi: 10.4236/jbbs.2023.134005.

1. Background

Concussion is characterized as a mild traumatic brain injury, which is a known risk factor for CTE in contact sports. Early detection and intervention with a period of rest are the primary standard of care (medical management) strategies to alleviate the long-term and short-term effects of concussion. Although many athletes involved in boxing suffer concussions (a traumatic brain injury that affects brain function remarkably) frequently, the number who undergo repeated head hits that do not result in concussion is even higher. These subconcussive head hits (SHH) are especially prevalent during their training period as well as the amateur career [1] . SHH are the impact on the head (such as a bump, blow, or a jolt that does not cause any symptoms) have been linked to long-term problems with memory, depression, and possibly a form of dementia called chronic traumatic encephalopathy (CTE) [2] . SHH may have cumulative adverse effects that may lead to neurological dysfunction in later life [3] . Unlike concussions that can be treated with rest; SHH is difficult to detect and is not currently recognized as a clinically significant condition. The lack of fully characterized clinical presentation limits the treatment of SHH [4] . SHH represents an ignored but potentially treatable condition that can impact the long-term neurologic health of many athletes who participate in contact sports, especially in developing regions of the world e.g., India, where imaging-based medical care is not routinely performed.

The clinical presentation of a concussion is comprised of specific medical signs and symptoms which present at the time of injury [5] . This presentation constitutes an immediate and transient posttraumatic impairment of neural function. For example, there is an alteration of consciousness or disturbance of vision or equilibrium arising from the involvement of brain stem pathology [6] . There are treatments and guidelines regarding contact sports that are available for athletes after a cerebral concussion [7] . However, mechanisms involved in brain injury due to SHH have been studied sparingly, and thus clear clinical presentations and interventions are not well defined. SHH have recently been investigated in football players to predict altered brain metabolism in the undiagnosed injured population [8] . These findings validated a previous investigation that identified damaged glial cells, membrane turnover, disrupted energy metabolism, and neurotransmission in non-diagnosed collision sport athletes [9] . This kind of traumatic brain injury is subtle in clinical presentation even if it amounts to a noticeable deviant state of function and structural integrity [10] . During the training period, especially in adolescent athletes, such collisions could be harmful to developmental morphology, and can have damaging adverse effects on the functional growth of the developing brain [11] . Within traumatic brain injury research, there is a need for exploring powerful new technologies that measure brain function, which could inform effective training protocols targeted toward allaying SHH-induced injuries.

Traumatic brain injury (TBI) is considered a silent epidemic among head injuries and there have been mostly region-specific initiatives taken to address the pathology and harmful effects on athletes in developed countries during the early 1990s [12] . CTE is a type of TBI that is also considered as an independent neurodegenerative disorder characterized by perivascular deposits of hyperphosphorylated tau at the depths of the cerebral sulci [13] . Boxing and similar combat sports result in repetitive head trauma that could lead to CTE causing brain damage and cognitive deficits [14] . Studies worldwide have reported serious brain injury not only in professionals but also in amateur boxers; and evidence for CTE in boxing is widely accepted [15] . SHH could contribute to CTE over a period of time [16] . Clinical features of CTE and its association with the degree of exposure have shown relevance with radiological imaging. One important investigational area is how many athletes are affected by CTE and how to critically define the condition. While one study showed that 17% of boxers receiving head hits could be diagnosed with CTE, another reported that around 40% of the remaining boxers had some kind of neurodegeneration, or drug addiction (or withdrawal including alcoholism) to reduce pain from head injuries related to boxing [17] . SHH could inflict long-term consequences that could manifest as mental, cognitive, and neurological conditions [13] . Studies on TBI in the last decade have revealed that CTE occurs not only in boxers but also in a wider population including American football players, and wrestlers where repetitive head injury is prevalent [18] .

Recent studies in neurodegenerative disease brain bank cohorts suggest that changes in CTE are relatively common [19] . The clinical presentation of CTE characteristically begins in one or more of the four distinct neurological domains: mood, behavior, cognition, and motor (Stern et al., 2013). Few reports described early behavioral signs as explosivity, verbal and physical violence, loss of control, impulsivity, paranoia and rage behaviors [20] [21] . Cognitively, the most prominent deficits are memory, executive functioning, and impaired attention. Approximately 45% of subjects with CTE develop dementia. Complaints of chronic headaches occur in 30% [20] of those suffering from CTE. Motor symptoms could include dysarthria, dysphagia, coordination problems, and Parkinsonism (tremors, decreased facial expression, rigidity, and gait instability) that may develop during the early course or once a diagnosis is established [22] .

Overall, there are significant overlaps in neuro-pathological features between CTE and other neurodegenerative disorders, e.g., chronic neuro-inflammation, widespread astrogliosis and microgliosis. Deposition of neurofilament phospho-tau tangles has already been reported in CTE (Falcon et al., 2019). Tau protein, which is a biomarker observed in brain injury, can be seen in various neuropathologies and could also be useful in predicting the extent and severity of brain injury and damage in SHH. In this review, we discuss the scanning techniques and relevance of TAU protein.

2. Pathology and Biomarkers of Brain Injury

Blood-based brain biomarkers (BBBM) for example S100B, GFAP, and tau have been reported to address and describe traumatic axonal injury (AI) [23] [24] . They have emerged as tools to detect concussions early in the pathological course [25] . However, repetitive head hits that do not result in concussion could also be a potential threat to long-term neurologic health. These SHHs have been linked to a spectrum of clinical presentations such as the increased risk of long-term cognitive dysfunction, depression, and CTE [26] . Unlike concussions, SHH that could result in AI are not routinely identified and thus are not treated with a period of rest without head hits [27] . This condition could arise during the training period and initial stages of competitive events. BBBMs could detect AI-producing SHH [23] but have not been specifically studied in this regard. These AI-producing SHH represent a potentially treatable threat to the long-term neurologic health of athletes involved in contact sports. Thus, it would be important to investigate if the BBBM, such as tau, could detect AI-producing SHHs incurred during a single sporting contest to establish a baseline and further understand SHH in the context of developing CTE. Directly developing BBBM as a tool for studying the natural history of SHHs and their impact on long-term brain health would be highly beneficial to estimate ongoing and cumulative brain injury.

Although there is no single diagnostic biomarker currently available to characterize and define the pathology of brain injury for athletes involved in combat sports, several promising techniques are being developed. The use of in-vivo biomarkers could greatly improve the accurate clinical diagnosis of CTE and facilitate in the monitoring of disease progression and the efficacy of disease-modifying therapies. Tau-specific PET ligands have demonstrated encouraging results in Alzheimer’s disease (AD) [28] [29] and detected the progression of AD tauopathy among individuals along the cognitive spectrum [30] . Studies using diffusion tensor imaging have also shown promise in their ability to detect changes to white matter (WM) integrity following head trauma [31] . In addition, functional connectivity obtained from fMRI scans and other advanced imaging measures of brain metabolites, such as magnetic resonance spectroscopy is useful in detecting the biochemical changes, cerebrospinal fluid, and plasma protein markers (including p-tau and total tau) [32] [33] .

Contact sports like boxing have become popular worldwide and in boxing the athletes receive sub-concussive head hits that may not show any symptoms right away, but we do not know how long and how much exposure is needed to cause CTE. The burden of the disease will continue to increase without further understanding of inciting events like SHHs in the development of CTE. Changes in the cytokine response due to injury and inflammation, pathological changes in brain regions, associated movement disorders, and importantly targeted intervention are crucial aspects of identifying progressive abnormalities [34] [35] [36] . These concerns are targeted toward detecting and staging brain abnormalities. The absence of proper guidelines limits individuals to decide between continuing the sport or abstaining from training and competitive events. This current model perpetuates the aggravation of the disease because athletes and their physicians cannot make informed decisions.

Thus there are gaps that limit the understanding of brain injury due to SHH: 1) changes that take place in and around the damaged area of the brain immediately after injury; 2) ways of mitigating further damage by preventing, impeding, or reversing the progression of ischemic and other destructive biochemical and metabolic changes; 3) understanding the mechanisms of brain repair or compensation as a step towards the restitution of function; and 4) restoration of function to victims of head injury. Future studies are necessary to elucidate the mechanisms of neurodegeneration in athletes with CTE.

Oneneuropathological study found that CTE demonstrates a unique pattern of tau pathology in neurons and astrocytes [37] . Development in neuroimaging techniques for tau and amyloid [38] detection such as diffusion tensor imaging (DTI) might not only enable early diagnosis of CTE, but also contribute to the interventions for the prevention of late-onset neurodegenerative diseases following TBI. Studies should be conducted to determine if the brain protein, tau (which could now be measured using blood samples) [39] can be used to detect important SHH events. Results from detailed neuropsychological assessments prior to imaging including mental state examination [40] , cognitive assessment [41] , non-verbal and letter and category fluency subtests [42] , memory abilities [43] [44] , executive function system [45] , and perception battery [46] should be corroborated with laboratory and imaging tests to define the clinical presentation of the pathology as well. If such findings can be characterized and described thoroughly, ongoing and new investigations will provide a powerful database for studying how SHH results in short- and long-term problems with memory and thinking; and can be used to determine the effectiveness of treatments aimed at preventing these conditions.

3. Conclusion and Directions for Future Investigations

Boxing and other contact sports are popular worldwide, and more research is required to reduce potential life-debilitating events for at-risk populations of athletes. Training of boxers starts at a very young age and careful monitoring via BBBMs and imaging technologies such as DTI and resting state fMRI to characterize the potential onset of CTEs will be crucial to modifying the training regimes of vulnerable young boxers. Research in this area will lead to the development of interventions, by correlating pharmacotherapy with the pathological onsets in the brain, and associated cognitive deficits in behavior. A multi-scale approach combining molecular and imaging technologies will be the best approach to establish diagnostic and prognostic markers of CTE in vulnerable populations, which is expected to increase over the coming years. Investigations are needed to show that increases in tau are related to SHH, supported by imaging and laboratory studies that can substantiate the physiological manifestations of the molecular changes (Figure 1). Such outcomes can be taken further to design training modules that can compensate for the increase in tau and tissue

Figure 1. Brain injury in contact sports leads to the release of inflammatory factors in blood and degeneration of neuronal fibers in the human brain that can serve as plausible potential biomarkers for the diagnosis of chronic traumatic encephalopathy. (a) The subject receives a head hit on the skull with a strong force during combat sports (left panel) and the head hit causes damage to the neurons (right panel). The inset figure captures inflamed neuronal fibers highlighted with red color. (b) In case of chronic traumatic encephalopathy, abnormal changes in the permeability of the blood-brain barrier could play a key role in inflammatory responses. Soluble proteins like tau and inflammatory molecules such as cytokine, and tumor necrosis factors get expressed and released in the blood of the human circulatory system. (c) Changes in neuronal fibers could be identified in subjects with chronic traumatic brain injury using magnetic resonance spectroscopy and diffusion tensor imaging.

changes on DTI. Correlation of the increases in tau and changes in brain white matter (WM) or tissue properties such as fractional anisotropy, diffusivity, and as well as behavioral scores will support the emerging concept that SHH can result in subclinical traumatic AI leading to CTE. Demonstrating that tau levels can act as a marker in the detection of SHH and SHH’s role in inducing CTE would allow it to be employed as a unique tool for bridging our understanding of how repetitive head hits may result in short- and long-term neurologic sequelae in athletes in different age-groups. Tau protein could be used for therapeutic studies aimed at mitigating these sequelae. Findings from such investigations could 1) enable healthcare personnel to understand the biomarkers of SHH and prevent additional brain damage after head injury as detected; 2) expand research in other combat sports for example Judo (and other martial arts) that replicate a wide range of pathologies found in athletes with CTE; 3) define molecular and cellular characteristics of brain injury; 4) develop better methods of preventing deterioration of the brain immediately after injury; 5) evaluate and improve therapeutic interventions, and restore function in athletes with a disability. Development of prevention models is necessary to design study trials to estimate the reduction of the frequency and severity of the head injury, including changing behaviors and emphasizing prevention strategies (e.g., improvement and use of protective gears); epidemiological investigations to determine incidence and prevalence of SHH related pathology leading to CTE, and to identify high-risk populations (professional vs. amateur sporting events) and risk factors (age, sex, chronicity and duration). Results from such studies will also advance knowledge at interpreting increases in BBBM in the context of physiological insults from imaging studies in various age cohorts and levels of training (head hits or blast exposure occurring with boxers). Overall, there are gaps in knowledge pertaining to the impact of SHH, its relation to the development of CTE long-term, and further study is needed.

Acknowledgements

Authors acknowledge the clinical and research staff of National Brain Research Centre, and the University of Louisville; and the research staff of the Manav Rachna University for their support. This research was funded by NBRC Core and a grant from the Ministry of Youth Affairs and Sports (F.NO.K-15015/42/2018/SP-V) (AB, VV), and partially by the Jewish Excellence Award and NIH funded K23AA029198 (VV).

Author Contribution

AB and VV designed the concepts for the draft. AB, VV, GLK, AN, KH, and DJ contributed to writing this manuscript. All authors critically reviewed the content and approved the final version for publication.

Proprietorship

This article is a collaborative work of the National Brain Research Centre—India, University of Louisville—USA, and Manav Rachna University—India.

Abbreviations

CTE: Chronic Traumatic Encephalopathy

SHH: Sub-Concussive Head Hits

AI: Axonal Injury

BBBM: Blood-Based Brain Biomarkers

TBI: Traumatic Brain Injury

WM: White Matter

MRI: Functional Magnetic Resonance Imaging

MRS: Magnetic Resonance Spectroscopy

DTI: Diffusion Tensor Imaging

Conflicts of Interest

All authors declare no conflicts of interest.

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