Charge Neutralization in the Core of Plasma Treatment

Abstract

At the COVID-19 time, viruses could easily contaminate humans, animals, and plants. In charge of several hospitalizations, many deaths, and widespread crop destruction, viruses lead to a considerable medical, economical, and biological burden. Several applied disinfection techniques are efficient and unfortunately possess inherent disadvantages. As a fresh, performant and green technology, cold plasma has attracted attention for its efficacy in viruses’ killing. This work presents a brief summary of the late developments in the domain of applying cold plasma in dealing with viruses. The “plasma” term refers to any gas-discharged setup with ions and energetic electrons, where charged particles and plasma-generated highly reactive species dictate the physiochemical features of the whole system. When the electron gaining sufficient energy to defeating the electrostatic potential barrier, the electron will be stripped away to produce a free electron and a positively charged ion. Such a phenomenon is named ionization. This phenomenon is similar to the coagulation/flocculation (C/F) processes that are due to charge neutralization (CN) and sweep flocculation (SF) mechanisms. Colloids may be inorganic (such as clay particles), organic (like humic particles and macromolecules), or biological (bacteria, viruses, etc.). The consequence of this smallness in size and mass and largeness in surface area is that in colloidal suspensions: gravitational effects are negligible and surface phenomena predominate. Hence, during C/F process, colloids are removed by CN and SF mechanisms which act on the anionic charge of the colloid by its neutralization prior to its removal by sedimentation/filtration. There is a CN mechanism dictated by the presence of positive ions formed through plasma utilization. Further research is requested to understand the CN mechanism related to plasma treatment and optimize such a promising technology.

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Ghernaout, D. (2020) Charge Neutralization in the Core of Plasma Treatment. Open Access Library Journal, 7, 1-15. doi: 10.4236/oalib.1106434.

1. Introduction

Famous as the fourth basic state of the matter aside from solid, liquid, and gas, plasma is an electroneutral mixture carrying several reactive radicals, diverse positive and negative particles, quanta of electromagnetic radiation, and strong electrical fields [1] [2] [3]. Through elevating energy using on the atoms in solid, arbitrary thermal motion of such atoms augments considerably and ultimately prevail the restrictive interactions among such atoms (such as ionic bonds in solid), conducting to the material transition from solid to liquid (Figure 1). Besides, when the atoms in liquid gained high-energy to prevail the constricted Van der Waals force from surroundings, the gas state could be attained. Certainly, the atoms’ kinetic energy in the gas is much greater than that in solid and liquid. When the electron acquiring the high enough energy to conquering the electrostatic potential barrier, the electron will be stripped away to form a free electron and a positively charged ion, called ionization [1].

Following thermal equilibrium of the formed constituents, plasmas are largely categorized into two major classes: thermal plasmas (usually obtained at higher temperature and gas pressure circumstances) and cold plasmas (Figure 1(b)).

Figure 1. Physical description of plasmas. (a) Schematic illustration of the four fundamental states of matter. The triangular tails represent the thermal motion strength of particles. (b) Schematic illustration of the thermal plasma and the cold plasma. Brown balls, violet balls, and iridescent balls represent the neutral atoms, the positively charged ions, and electrons, respectively [2].

When a gas is heated to sufficiently elevated temperature (usually about 20,000 K) to reach total ionization. This type of plasma could be designated as “thermal plasma”, in which all the constituents comprising ions, electrons, and chemical species are in thermodynamic equilibrium. Cold atmospheric-pressure plasmas (CAPs) possess electrons the temperature of which is considerably more important than that of other active and neutral species [4]. Such plasmas could be produced below ambient pressure and temperature employing easy setups comprising corona discharges, glow discharges, dielectric-barrier discharges (DBDs), and plasma jets [1] [2] [3].

Numerous chemical reactions could be hard, if not unfeasible, to realize employing traditional techniques. Such reactions can be allowed using CAPs [1]. With a large success, CAPs have been used in material processing, contaminant removal, biomedical implementations, etc. [1]. Thus, CAP is also an encouraging and interesting option to traditional radical originators.

2. Plasma’s Historical Background

As aurora borealis and lightning, plasma takes place naturally through the globe. In lab-scale, it could be produced employing diverse techniques to study its suitable and singular features for different uses, from wound healing, selective cancer cell killing, surface decontamination and water sterilization, to sustainable food and green agriculture (Figure 2) [1]. The premature researches in electro-discharges were done by Ernst Siemens [5], in the 1850s, who proved the occurrence of DBDs. Langmuir, a century ago, proposed that the ions, electrons, and neutral particles in an ionized gas media can be viewed as a medium plasma, which is identical to the expression proposed and by Jan Purkinje. He participated in the description of a novel expression clear fluid that stays after removing all the corpuscular substances carrying in blood. The expression prevailed and now “plasma” usually alludes to any gas-discharged setup with ions and energetic electrons, where charged particles and plasma-generated highly reactive species dictate the physiochemical features of the whole system [1] [4].

Figure 2. Constituents in CAP and their interactions with liquid for biotech utilizations [1].

A century ago, the physics of plasma has expanded as a separate and primal branch of study. For the first time, Townsend [1] studied the current flow over a gas, employing the concept of self-consistency due to the ionization balance in gaseous plasma [1]. Since the 1970s, plasma processing has been largely utilized to etch semiconductor or other sensitive materials or for material alterations [1]. In the following decades, numerous additional usages of CAP have arisen, mostly comprising chemical synthesis, wastewater treatment and water sterilization, plasma medicine and food preservation [1] [4].

3. Plasma’s Research Background

To date, numerous reports on different implementations of CAPs show a quick expansion and an interesting capacity of such a novel interdisciplinary field. Indeed, CAPs could efficaciously neutralize a variety of pathogens [6] [7] [8], even highly resistant forms like bacterial spores and biofilms. Such performance renders CAPs greatly appropriate for sterilizing and disinfecting temperature-sensitive surfaces, medical equipment, air, water, and food [1]. Nevertheless, regardless of many observed favorable impacts of killing microorganisms [9] [10] [11] via CAPs application, their mechanisms with microbes stay not well comprehended. Further, numerous troubles stay to be resolved. Indeed, because kinds and levels of the constituents produced in CAP are a function of the electrode arrangement [12] [13] [14], excited voltages [15] [16] [17], production modes and the sorts of feeding gases employed to form plasma, the challenges remain to present novel CAP apparatuses that could ameliorate the proved CAPs action such as the levels of reactive oxygen species (ROSs) and reactive nitrogen species (RNSs) produced through actual CAP setups [1] [4].

4. Cold Plasma as a Source of Reactive Species

Through plasma application, ROSs formed mostly comprise hydrogen peroxide (H2O2), hydroxyl radical (OH), atomic oxygen, singlet-delta oxygen and superoxide (O•− 2); however, RNSs mostly carry nitrite (NO− 2), nitrate (NO− 3), nitric oxide (NO), atomic nitrogen (N) and peryoxynitrite (ONOO) [1]. The set of ROSs and RNSs has a crucial contribution to ecological hygiene and healthcare utilization in medicine, environment purification, food preservation, and safety [4].

To enhance the implementation of the plasma-founded setup, it is significant to understand the generation mechanisms of reactive chemical species in the liquid as well as to measure the level of such species. Such data could furnish a valuable insight for improving the CAPs formed impacts and dominating the distribution of ROSs and RNSs in water (Figure 3) [1]. From plasma to water, transferring reactivity mostly happens at the gas-liquid interface. Such a transfer is joined by several physicochemical phenomena involving gaseous particle collisions, mass transfer, sputtering and photolysis formed via UV photons. As a rule, the reactive chemical species are originally produced in a gas-phase plasma.

Figure 3. Symbolic depiction of the multi-phase transfer of reactive oxygen species (ROSs) and reactive nitrogen species (RNSs) towards water [1].

A portion of such gaseous species is then transported to the plasma?liquid interface, entering the gas-liquid interface and then reacting with the water molecules (Figure 3). Researchers [18] anticipated the distribution of reactive species in water stimulated via CAP by employing a neutral mass transport model for gaseous plasma-liquid systems [1] [4].

4.1. Hydrogen Peroxide (H2O2)

As one of the main important ROSs, hydrogen peroxide possesses several roles in cell redox signaling mechanisms. This is why it had been largely utilized in medicine and agriculture [1]. Several scientists worked on H2O2 generated by plasma as a fresh technique for demobilizing microbes and treating cancer, likely thanks to its stability, long life-time, and its comparatively simple detectability between such plasma-generated species. Hydrogen peroxide could be produced through numerous routes. Hydrogen peroxide formation mostly implicates the integration of OH generated from the electronically dissociated water molecules. In the system of water vapor stimulated by helium plasma, H2O2 mostly originated from the recombination of OH [1] [4].

4.2. Ozone (O3)

Solubilized in water, ozone is viewed as a powerful antimicrobial oxidant agent [10]. In fact, it possesses the highest oxidation redox potential (ORP) between usual oxidants (E˚ = 2.07 V), comprising chlorine, chlorine dioxide, hydrogen peroxide and permanganate [1]. Following being generated in the gas phase, O3 could transport through the interface into water. Moreover, it is also probable to form O3 directly in water, like in the instance of plasma discharge formed in oxygen-containing bubbles [4].

4.3. Nitric Oxide (NO)

As an omnipresent signaling molecule observed in numerous organisms, nitric oxide (NO) has lately been presented as an encouraging antimicrobial agent. It can be quantified in the stimulated media phase and directly in the gas phase of non-thermal plasma. Such a feature renders it a valuable agent for clinical utilization [1]. Scientists [18] suggested a model showing the case for a plasma jet interacting with liquid, in which NO could not be observed in the bulk liquid, only at the gas-liquid interface. Such a model specified that long-lived species were mainly generated at the interface either via direct solvation or via secondary reactions in water, for instance, NO formed from the gas phase plasma [4].

4.4. Peroxynitrite

Peroxynitrite comprises both OONO and ONOOH species. Peroxynitrite contributes biologically in controlling health and disease in organism. Several investigations on bioactivity of plasma stimulated water proposed probable generation mechanisms of peroxynitrite. Researchers proposed that chemical responses among nitrite and hydrogen peroxide could conduct to the constant formation of peroxynitrite that is directly in charge of killing microbes [1] [4].

4.5. Hydroxyl Radical (OH) and Superoxide (O•− 2)

Working as a precursor of H2O2 in water, OH is a crucial ROS possessing a powerful oxidizing potential (E˚ = 2.85 V) in water and at the interface among gas and water [19] [20]. Such elevated potential explains the lifetime of OH that is ~200 μs in the gaseous phase and around some ns in water. Therefore, in order to let OH enter in reactions directly with pathogens, it has to be formed in the frontal vicinity of the microbe [1].

Superoxide (O•− 2) is an additional fundamental radical produced from plasma-liquid interactions [1]. It could be formed via the deprotonation of the hydroperoxyl radical OOH that could be produced from OH interacting with O3 or from the responses of O2 with greatly energetic electrons [4].

5. Cold Plasma in Water Treatment

During the last seventy years, there has been a spectacular augmentation in the number of organic contaminants (volatile organic compounds [21] [22] [23], pharmaceuticals [24] [25] [26], organic dyes [27] [28] [29], etc.) and considerably persistent pathogens existing in ecosystems [30] [31] [32], therefore constituting a grave worry for the public health [33] [34] [35]. Lately, a huge elevation in the economic loss and human deaths of community-onset poisonous chemical and healthcare-associated contagions (pathogenic microorganisms such as severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2)) [1] [36] [37].

As an encouraging wastewater treatment technology [38] [39] [40], advanced oxidation processes (AOPs) run via in situ formations of greatly responsive oxidants like OH (E˚ = 2.85 V), H2O2 (E˚ = 1.7 V) and O3 (E˚ = 2.07 V). Numerous versions of AOP techniques have been proposed like sonolysis, O3/UV, photo-Fenton, and photo-catalysis [1] [4]. Nevertheless, the capacity of such techniques stays restricted due to the insufficiency of the amount of the oxidants [41] [42] [43].

Twenty years ago, non-thermal atmospheric pressure plasmas generated at near room temperatures have attracted an increasing interest (Figure 4). Electric

Figure 4. Electrical discharge plasma could be formed in a device via introducing high-electrical voltage [51].

discharge plasmas could be produced following discharge circumstances like gas sort, gas flow rate, discharge frequency, power supply, and applied voltage. Such plasmas mostly carry electrons, ions, free radicals, UV light [44] [45] [46], and electric field [47] [48] [49]. There numerous versions for producing plasma comprising dielectric-barrier discharge (DBD), arc discharge, spark discharge, corona discharge, and plasma jets. All these techniques have been used in dealing with pollutant removal [1] [4] [50].

Researchers [52] degraded successfully humic acid [53] [54] [55] employing a gas-phase surface discharge plasma apparatus with the plasma treatment during 40 min at the applied discharge voltage of 23.0 kV. Such outstanding performance is mostly affected to OH and O3 [1] [4].

A deep discussion of the CAPs implementation in the water treatment is suggested by Zhou [1].

6. Cold Plasma for Killing Viruses

Every year, pathogenic viruses generate tens to hundreds of millions of plant, animal, and human infections leading to increased crop losses and numerous deaths [56] [57] [58]. As a consequence, neutralizing harmful viruses is vital for a better quality of life [59] [60] [61]. Viruses could be spread directly from one contaminated person to another, or indirectly through polluted intermediates, like surfaces, objects, air, food, and water [59] [60] [62]. Diffusion through polluted surfaces and aerosols has been depicted to be of considerable significance in the COVID-19 pandemic, provoked by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) [4] [63] [64]. Water and wastewater are as well turning into an essential diffusion pathway for viruses [59] [65] [66]. This has worsen due to global warming, integrated with inefficacious virus elimination via conventional water and wastewater treatments, and water reuse for irrigation aims [67] [68]. Different killing techniques are employed to stop the viral transmission in ecosystems even if the best technology stays to be determined [69] [70] [71]. Therefore, there is an acute necessity for an environmentally-friendly technique that forms neither waste nor toxic by-products [72] [73] [74], does not inject poisonous chemicals [66] [75] [76], is simple and secure to run, and is as well performant in neutralizing pathogens especially viruses [59] [60] [77]. Cold plasma treatments for killing viruses seem to meet all of such characteristics.

As seen above, plasma is a partially or completely ionized gas in which the atoms and/or molecules are stripped of their outer-shell electrons. Among its combined compounds, ultraviolet (UV) radiation and ROSs and/or RNSs furnish the most significant antimicrobial tools [4] [78] [79]. UV could deteriorate nucleic acids and ROSs and RNSs could oxidize nucleic acids, proteins, and lipids, with varying affinities following the microorganisms’ species present in water [80] [81] [82]. Such intrinsic features of cold plasma have attracted large investigations on its application for neutralizing microbes [56].

In fact, every investigation of cold plasma implementation for neutralizing viruses is specific. This is attributed to the fact that scientists either utilize a particular plasma source (like DBD, plasma (micro)jet) with various properties (such as power, gas, treatment period), or they remedy distinct water volumes (from microliters to several milliliters), matrices (like water, other solutions, surfaces, cells), and viruses (surrogates of human viruses, human, animal and plant viruses). This large variety complicates the direct juxtaposition of such researches and the establishment of mechanistic reasoning [4] [56].

Enteric viruses like norovirus, adenovirus, and hepatitis A virus have been killed via cold plasma treatments. Dealing with human viruses could generate grave health dangers; therefore those tests need hard requirements at the lab-level. For such considerations, such viruses are frequently substituted via surrogate viruses. Both enteric viruses and their surrogates have been efficiently neutralized in water. Killing a selected surrogate virus is found more effective than that of the target enteric virus [4] [56]. This is could be related to the impacts of cold plasma on such surrogates that might not easily mirror their influences on the enteric virus counterparts, and have to be explained with caution.

7. Charge Neutralization (CN) as the Main Mechanism of Plasma Treatment

As mentioned previously, the “plasma” term refers to any gas-discharged setup with ions and energetic electrons, where charged particles and plasma-generated highly reactive species dictate the physiochemical features of the whole system [1] [4]. When the electron gaining sufficient energy to defeating the electrostatic potential barrier, the electron will be stripped away to produce a free electron and a positively charged ion. Such a phenomenon is named ionization [1]. Further, as aforesaid, there are two forms of plasma: thermal and cold (Figure 1(b)). The difference between such forms is that in the first version there are more electrons and positive ions than in the second one, as shown in Figure 1(b).

This phenomenon is similar to the coagulation/flocculation (C/F) processes, which are mostly due to charge neutralization (CN) and sweep flocculation (SF) mechanisms [55]. Colloids are very small particles that have an extremely large surface area. Colloids may be inorganic (such as clay particles), organic (like humic particles and macromolecules), or biological (bacteria, viruses, etc.). The consequence of this smallness in size and mass and largeness in surface area is that in colloidal suspensions: gravitational effects are negligible and surface phenomena predominate [55]. Hence, during C/F process, colloids are removed by CN and SF mechanisms which act on the anionic charge of the colloid by its neutralization prior to its removal by sedimentation/filtration [55]. As the same mostly negatively charged pollutants are present when plasma treatment is applied, there is a CN mechanism dictated by the presence of positive ions formed through plasma utilization. Further research is requested to understand CN and SF mechanisms related to plasma treatment.

8. Conclusions

From this work, the following conclusions can be drawn:

1) Cold plasma is one of the most performant and environmentally-friendly technologies for neutralizing viruses. Implementing such a technique will conduct to decreased human contaminations via water [83] [84] [85]. It remains fundamental to assess the possible unfavorable genotoxic and cytotoxic impacts of plasma-activated water on humans. Moreover, a practical implementation of cold plasma could present a valuable option to viral eruptions (SARS-CoV-2 is present) [4] [56].

2) The precise mechanisms of the cold plasma functionality in scaled-up devices stay needing more insights. In this context, it is requested to understand the flux of reactive species (ROSs and RNSs vs. radiation) on the virus’s surface, the possibility for the response of a specific kind of ROSs/RNSs with the virus. An additional challenge is a manner by which scaling up cold plasma devices without touching the configuration and quantity of ROSs/RNSs attained at a lab-scale. Employing numerous small setups, placed in parallel, could elevate the quantity of treated water by keeping the water plasma configuration [4] [56] [86].

3) Applying cold plasma could the place of the traditional chemical techniques since it does not generate large waste and could efficaciously demobilize viruses [56]. Implementing cold plasma will possibly assist in dealing with the shortage of drinking water and the harmful impacts of pandemics such as COVID-19 [87]. Merging cold plasma with additional performant methods, such as electrochemical technology and membrane filtration, can assist in eliminating viruses [4].

Acknowledgements

This research has been funded by the Research Deanship of University of Ha’il, Saudi Arabia, through the Project RG-191190.

Conflicts of Interest

The author declares no conflicts of interest regarding the publication of this paper.

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